An exceptional point, in the branch-point terminology for parameter-dependent spectra, is a branch point at which eigenvalues and their associated eigenvectors coalesce. For a matrix family, the matrix at such a point is a defective matrix. The repeated eigenvalue has geometric multiplicity smaller than its algebraic multiplicity, unlike a degeneracy with a full set of independent eigenvectors (Heiss 2004, 2012).
A simple example is the analytic matrix family
|
(1)
|
where .
Its eigenvalues are
|
(2)
|
For ,
corresponding eigenvectors are
, where
denotes the transpose. At
, both eigenvalues
vanish and both eigenvectors approach
. There is only one independent eigenvector,
and
is a nontrivial block in Jordan canonical form.
Continuing around the origin once exchanges the two branches
of
,
illustrating the monodromy of an algebraic
branch point.
Since ,
the matrix exponential is
|
(3)
|
The extra factor of
is a consequence of the nontrivial block in Jordan
canonical form. For real
, acting on
gives
, whose squared vector norm
is
despite the matrix having only the zero eigenvalue.
Defectiveness alone does not ensure branching for a specified parameterization. Replacing
by
in this example gives analytic eigenvalues
and
while leaving the matrix at the
origin defective. The branch-point usage distinguishes such a crossing from an exceptional
point (Heiss 2012). Transitions between real and nonreal
eigenvalues in parity-time
symmetry provide another example.