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Union-Closed Sets Conjecture


The union-closed sets conjecture states that if A={A_1,A_2,...,A_n} is a union-closed set, then an element belongs to at least n/2 of the sets in A. Sarvate and Renaud (1989) showed that the conjecture is true if |A_1|<=2, where A_1 is the smallest set in A, or if n<11. They also showed that if the conjecture fails, then |A_1|<|A_n|/2, where A_n is the largest set of A.

The verified range was successively raised to 18 (Sarvate and Renaud 1990), 24 (Lo Faro 1994a), 27 (Poonen 1992), 32 (Gao and Yu 1998), and 40 (Roberts 1992).

Let c_0 be the largest universal constant such that every nontrivial finite union-closed set has an element in at least a fraction c_0 of its members. The conjecture is equivalent to c_0=1/2. The Shannon entropy method of Gilmer (2022) first proved c_0>=0.01, and refinements gave c_0>=0.381966 (Sawin 2022) and c_0>=0.38234 (Yu 2023). Liu (2023) reported the computer-assisted bound c_0>=0.382709, conditional on two numerically verified hypotheses.

Moffat (2026) obtained ceilings for specified classes of single-letter Shannon entropy certificates. If every admissible class contains product laws, the certifiable constant c satisfies the first inequality below. If the certificate uses the independent and identically distributed protocol and its other classes admit component hiding, it satisfies the second:

c<=1-(h(1/sqrt(2)))/(sqrt(2))=0.383099298...
(1)
c<=c^(**)=0.382885260....
(2)

Here h(x)=-xlog_2x-(1-x)log_2(1-x) is the binary Shannon entropy function. These are ceilings on those proof methods, not upper bounds on c_0.

The first ceiling and the rational weakening c<=0.3829 of the second were formalized in Lean 4. The exact value c^(**) and a conditional certificate reaching c=0.38284 were not part of the formalization. Claude agents found the ceiling results and protocol and carried out most of the computation and formalization under Moffat's direction. An independent referee checked every quoted statement and listing against the sources, and all 28 findings from that review were applied. Independent specialist review of the mathematical argument had not been reported as of Sep. 13, 2026.

The proof for the case where A has a 2-set can be effected as follows. Write A_1={x,y}, then partition the sets of A into four disjoint families B_0, B_x, B_y, and B_(xy), according to whether their intersection with A_1 is emptyset, {x}, {y}, or {x,y}, respectively. It follows that |B_(xy)|>=|B_0| by taking unions with A_1, where |B| is the cardinal number of B. Now compare |B_x| with |B_y|. If |B_x|>=|B_y|, then |B_x|+|B_xy|>=|B_0|+|B_y|, so x is in at least half the sets of A. Similarly, if |B_x|<=|B_y|, then y is in at least half the sets (Hoey, pers. comm.).

Unfortunately, this method of proof does not extend to |A_1|=3, since Sarvate and Renaud show an example of a union-closed set with A_1={x,y,z} where none of x, y, z is in half the sets. However, in these cases, there are other elements which do appear in half the sets, so this is not a counterexample to the conjecture, but only a limitation to the method of proof given above (Hoey, pers. comm.).


See also

Frankl-Complete Configuration, Morris's Conjecture, Shannon Entropy, Union-Closed Set

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References

Gao, W. and Yu, H. "Note on the Union-Closed Sets Conjecture." Ars Combin. 49, 280-288, 1998.Gilmer, J. "A Constant Lower Bound for the Union-Closed Sets Conjecture." 16 Nov 2022. https://arxiv.org/abs/2211.09055.Liu, J. "Improving the Lower Bound for the Union-Closed Sets Conjecture via Conditionally IID Coupling." 15 Jun 2023. https://arxiv.org/abs/2306.08824.Lo Faro, G. "A Note on the Union-Closed Sets Conjecture." J. Austral. Math. Soc. Ser. A 57, 230-236, 1994a.Lo Faro, G. "Union-Closed Sets Conjecture: Improved Bounds." J. Combin. Math. Combin. Comput. 16, 97-102, 1994b.Moffat, A. "The Ceiling of the Single-Letter Entropy Method for the Union-Closed Sets Conjecture, and a Protocol That Reaches It." Sep. 8, 2026; rev. Sep. 10, 2026. https://github.com/moffatstudio/union-closed-constant/releases/tag/v1.2.Poonen, B. "Union-Closed Families." J. Combin. Theory Ser. A 59, 253-268, 1992.Roberts, I. Tech. Rep. No. 2/92. School Math. Stat., Curtin Univ. Tech., Perth, Australia, 1992.Sarvate, D. G. and Renaud, J.-C. "On the Union-Closed Sets Conjecture." Ars Combin. 27, 149-153, 1989.Sarvate, D. G. and Renaud, J.-C. "Improved Bounds for the Union-Closed Sets Conjecture." Ars Combin. 29, 181-185, 1990.Sawin, W. "An Improved Lower Bound for the Union-Closed Set Conjecture." 21 Nov 2022. https://arxiv.org/abs/2211.11504.West, D. "Union-Closed Sets Conjecture (1979)." http://www.math.uiuc.edu/~west/openp/unionclos.html.Yu, L. "Dimension-Free Bounds for the Union-Closed Sets Conjecture." Entropy 25, 767, 2023. https://doi.org/10.3390/e25050767.

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Union-Closed Sets Conjecture

Cite this as:

Weisstein, Eric W. "Union-Closed Sets Conjecture." From MathWorld--A Wolfram Resource. https://mathworld.wolfram.com/Union-ClosedSetsConjecture.html

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