A theorem outlined by Kolmogorov (1954) which was subsequently proved in the 1960s by Arnol'd (1963) and Moser (1962; Tabor 1989, p. 105). It gives conditions under which chaos is restricted in extent. Moser's 1962 proof was valid for twist maps
(1)
| |||
(2)
|
Arnol'd (1963) produced a proof for Hamiltonian systems
(3)
|
The original theorem required perturbations , although this has since been significantly
increased. Arnol'd's proof required
, and Moser's original proof required
. Subsequently, Moser's version has been reduced to
,
then
,
although counterexamples are known for
. Conditions for applicability of the KAM theorem are:
1. small perturbations,
2. smooth perturbations, and
3. sufficiently irrational map winding number.
Moser considered an integrable Hamiltonian function with a torus
and set of frequencies
having an incommensurate frequency vector
(i.e.,
for all integers
).
Let
be perturbed by some periodic function
. The KAM theorem states that, if
is small enough, then for almost every
there exists an invariant torus
of the perturbed system such that
is "close to"
. Moreover, the tori
form a set of positive measures whose complement has
a measure which tends to zero as
. A useful paraphrase of the KAM theorem is, "For
sufficiently small perturbation, almost all tori (excluding
those with rational frequency vectors) are preserved." The theorem thus explicitly
excludes tori with rationally related frequencies, that
is,
conditions of the form
(4)
|
These tori are destroyed by the perturbation. For a system with two degrees of freedom, the condition of closed orbits is
(5)
|
For a quasiperiodic map orbit, is irrational. KAM
shows that the preserved tori satisfy the irrationality
condition
(6)
|
for all and
, although not much is known about
.
The KAM theorem broke the deadlock of the small divisor problem in classical perturbation theory, and provides the starting point for an understanding of the appearance of chaos. For a Hamiltonian system, the isoenergetic nondegeneracy condition
(7)
|
guarantees preservation of most invariant tori under small perturbations . The Arnol'd version states that
(8)
|
for all . This condition is less restrictive than Moser's, so
fewer points are excluded.